SECURITIES INDUSTRY ESSENTIALS (SIE) EXAM REQUIRES KNOWLEDGE OF VARIOUS SECURITIES TRADED IN THE MONEY MARKET AND IN THE CAPITAL MARKETS

  If you intend to sit for the Securities Industry Essentials (SIE) Exam, make sure that you are familiar with securities in the Money Market and the Capital Markets. The Money Market means the market for short-term debt securities, such as T Bills, commercial paper, brokered certificates of deposit, and bankers acceptances. In contrast, the Capital Markets designate the markets for long-term debt and equity securities.

FINRA publishes a Content Outline for the Securities Industry Essentials (SIE) Exam, and, in Section 2.1 and 2.2, FINRA requires  knowledge of equity securities and debt instruments, such as Treasury securities, other money market instruments, and U.S. government agency securities.

Bob Eder in his Study for the Securities Industry Essentials (SIE) Exam devotes Chapter 4 to Debt Securities in both the Money Market and the Capital Markets, including Treasury Securities, U.S. Agency Securities, Money Market Instruments, Corporate Debt, and Money Market Instruments. 

Here is the link to FINRA's Content Outline for the SIE Exam. Bob Eder's Study for the SIE Exam closely follows FINRA's Content Outline so that you don't waste time in studying material not required by the SIE Exam.

Study for the Securities Industry Essentials (SIE) Exam is available from Amazon in both paperback and Kindle e-book versions. Here is the link to Bob Eder's book on Amazon.

For questions about Bob Eder's Study for the Securities Industry Essentials (SIE) Exam, or questions in general about characteristics of securities in the Money Market and Capital Markets, feel free to email Bob Eder at bobeder@bobeder.net.

Bob Eder received his Juris Doctor (J.D.) degree from the University of Utah, Quinney College of Law, in 2001. See Bob Eder's Author Page on Amazon.com.

P.S. Please consider posting a written review of Bob Eder's Study for the SIE Exam on Amazon and/or Goodreads. We value your opinion!


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