ARE YOU PREPARED FOR QUESTIONS ON VARIOUS SHARE CLASSES FOR MUTUAL FUNDS ON THE SIE EXAM?

When studying for the Securities Industry Essentials (SIE) exam, don't overlook the various share classes for open-end investment companies or mutual funds.

Take a look at FINRA's Content Outline for the SIE exam, specifically 2.1.4. It addresses Packaged Products and Investment Companies. Then it specifies Required Knowledge of loads and share classes. This tells the SIE candidate that he/she must be prepared for questions on these topics.

Bob Eder has full treatment of share classes in his Study for the Securities Industry Essentials Exam on pages 111-113, including real-life examples.

Here is the link to FINRA's Content Outline for the SIE exam. See the references to mutual fund sales charges and fund share classes in FINRA's Content Outline, section 2.1.4.

Study for the Securities Industry Essentials (SIE) Exam is available from Amazon in both paperback and Kindle e-book versions. 

See Bob Eder's Author Page on Amazon.com.

For questions about Bob Eder's SIE manual, Study for the Securities Industry Essentials (SIE) Exam, or questions in general about the SIE exam, such as mutual fund share classes, feel free to email Bob Eder at bobeder@bobeder.net.

Bob Eder received his Juris Doctor (J.D.) degree from the University of Utah, Quinney College of Law, in 2001. 

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