SECURITIES INDUSTRY EXAM REQUIRED FOR SERIES 7 AND SERIES 6 CANDIDATES

Are you planning to obtain registration as either a Series 6 Mutual Fund/Variable Annuity representative or a Series 7 General Securities representative? 

If so, you will need to take and pass the Securities Industry Essentials exam (SIE) before your Series 6 or Series 7 registration will become effective.

Bob Eder J.D.'s book Study for the Securities Industry Essentials (SIE) Exam covers the important rules and regulations of FINRA and the other SRO's. 

Bob Eder's book is available from Amazon in both paperback and Kindle e-book versions. 

Here is the link to Bob Eder's book on Amazon.


Bob Eder received his Juris Doctor (J.D.) degree from the University of Utah, Quinney College of Law in 2001.

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